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Securities Investor Protection Act
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41	Cetera Investment Services’ Privacy Policy and Other Important Information 400 First Street South, Suite 300 • P.O. Box 283 St. Cloud, MN 56301 Add to Reading List Source URL: www.ceterainvestmentservices.com Language: English Government Economy Finance Identity management Law Privacy Securities Investor Protection Corporation Internet privacy Medical privacy Financial privacy GrammLeachBliley Act
42	INVESTMENT CLUB BROKERAGE APPLICATION COMPLETE YOUR ETRADE INVESTMENT CLUB BROKERAGE APPLICATION IN THREE EASY STEPS The Investment Club Brokerage Application you requested begins on the following page. Add to Reading List Source URL: content.etrade.com Language: English* - Date: 2016-02-24 12:33:00 Stock market United States securities law International taxation 111th United States Congress Security Securities Investor Protection Corporation Foreign Account Tax Compliance Act Citigroup National Settlement Depository Permanent account number
43	Precision Securities, LLC SIPC Statement As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 f Add to Reading List Source URL: streetonefinancial.com Language: English - Date: 2014-10-20 17:22:39 Financial economics Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Finance Economy of the United States Securities Investor Protection Act Self-regulatory organizations Investment Securities Investor Protection Corporation
44	October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul Add to Reading List Source URL: ourfinancialsecurity.org Language: English - Date: 2013-10-28 15:52:14 United States securities law Fiduciary U.S. Securities and Exchange Commission AARP Securities regulation in the United States Security Employee Retirement Income Security Act Law Self-regulatory organizations Financial Industry Regulatory Authority
45	IMPORTANT INFORMATION ABOUT OPENING A NEW ACCOUNT 2014 Add to Reading List Source URL: www.louiscapital.com Language: English Financial regulation Self-regulatory organizations Computer law United States federal banking legislation Investment Securities Investor Protection Corporation Patriot Act Financial Industry Regulatory Authority Internet privacy Privacy law Law Ethics
46	Proposed Rule: Net Worth Standard for Accredited Investors Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-25 13:21:38 Financial regulation 73rd United States Congress Investment Finance Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
47	December 2, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC Add to Reading List Source URL: www.execcomp.org Language: English - Date: 2015-02-24 18:33:07 Executive pay Management Recruitment Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Citigroup Regulation S-K Investor Protection and Securities Reform Act United States corporate law Business Employment compensation
48	114TH CONGRESS " HOUSE OF REPRESENTATIVES 1st Session ! Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2015-05-16 06:58:51 Committees National Science Board National Science Foundation STEM fields University of Florida America COMPETES Act Investor Protection and Securities Reform Act Education Alachua County Florida Florida
49	350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT Add to Reading List Source URL: brokerage-static.s3.amazonaws.com Language: English - Date: 2015-03-12 07:35:01 Financial markets Stock market United States securities law Self-regulatory organizations Securities Exchange Act Securities Investor Protection Corporation Financial Industry Regulatory Authority Security Broker-dealer Financial economics Finance Business
50	PUBLIC LAW 108–458—DEC. 17, 2004 INTELLIGENCE REFORM AND TERRORISM PREVENTION ACT OFVerDate 11-MAY-2000 Add to Reading List Source URL: dpcld.defense.gov Language: English - Date: 2013-10-18 16:52:21 Central Intelligence Agency Intelligence Reform and Terrorism Prevention Act Public Interest Declassification Board Secretaría de Inteligencia Data collection Investor Protection and Securities Reform Act U.S. Securities and Exchange Commission National security Government United States Intelligence Community

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